Find out what's going on in the world of investing. Regular posts by the Entrust experts. Visit now...
Get the latest from Entrust emailed right to you. Sign up now...
By: By Fred Reish, Bruce Ashton and Jason Roberts
By Fred Reish, Bruce Ashton and Jason Roberts
This is the third in a series of bulletins regarding the Department of Labor’s (DOL) regulation on investment advice for participants (the “Fiduciary Adviser Rule”).
In this bulletin, we examine comments made by the DOL in the Preamble to the regulation regarding recommendations by fiduciaries and service providers concerning distributions and rollovers from qualified plans to IRAs. We are currently advising RIA and broker-dealer clients on how to structure their rollover programs in light of this guidance, and it is important for both advisers and general plan fiduciaries to understand the DOL’s views in this increasingly important part of the retirement plan market.
Click here to read the rest of this article.
Remember that while Entrust provides excellent educational resources, we do not endorse or sell any investment products. The Entrust Group respects your privacy. Please read our Privacy Statement.
Attend seminars, workshops and classes on self-directed IRAs in your area.
site design, development & e-marketing by 
FUZE
