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Self-Directed IRA Transaction Forms

Find all the forms you need below (to buy or sell an asset, make changes to your self-directed account, understand your account fees, get a copy of your account disclosure, or find IRS forms)

Not an account owner? Open an account today.

Instructions:

  1. Download the form
  2. Complete the PDF form by typing your information into each field
  3. Print and sign form
  4. Submit form via fax, email, or mail

Form submission options

 

 

 

 

Make sure you have the latest version of Adobe Acrobat Reader to complete the forms.

Fees

 Download Description
Employer Sponsored Plan Record Keeping Service Fee Disclosure Employer Sponsored Plan Record Keeping Service Fee Disclosure   Explains fees for an Employer Sponsored Plan Record Keeping Service
General Fee Disclosure General Fee Disclosure   Explains fees for Traditional, Roth, SEP, SIMPLE, and Education accounts
HSA Fee Disclosure Health Savings Account Fee Disclosure   Explains fees for a Health Savings Account
Individual K Fee Disclosure Individual(k) Fee Disclosure   Explains fees for an Individual(k) account
Precious Metals Fee Disclosure Precious Metals Fee Disclosure   Explains fees for a Precious Metals account

Buy an Asset

 Download Description
Buy Direction Letter Buy Direction Letter General   Purchase an asset.; LLC, private placements, joint ventures, secured and non-secured notes. (For real estate, real estate notes and precious metals - select appropriate forms below.)
Buy Direction Letter Real Estate Buy Direction Letter Real Estate   Purchase real estate property in your account
Buy Direction Real Estate Note Buy Direction Letter Real Estate Note   Purchase notes secured by real estate in your account
Payment Authorization Letter Payment Authorization Letter   Pay expenses incurred by an asset owned by your account
Precious Metals Buy Direction Letter Precious Metals Buy Direction Letter   Purchase precious metals in your account
Private Placement Disclaimer Private Placement Disclaimer & Indemnity Agreement   Complete this form, along with a Buy Direction Letter, for private placements
Wire Instructions Wire Instructions   Wire money from your account to another account

Sell an Asset

 Download Description
Sell Direction Letter General Sell Direction Letter General   Sell an asset that is owned by your account
Sell Direction Letter Real Estate Sell Direction Letter Real Estate   Sell real estate property held in your account
Sell Direction Letter Real Estate Note Sell Direction Letter Real Estate Note   Sell real estate notes held in your account

Manage/Open an Account

 Download Description
Account Application Account Application Form   Use this form if you wish to open a second account; Traditional, Roth, SEP, SIMPLE, HSA
Beneficiary Designation Beneficiary Designation Change Form   Change beneficiaries on an existing account
Change of Address Form Change of Address Form   Change your address on record
Coverdell Education Coverdell Education Savings Account Application   Use this application if you wish to open a Coverdell Education Savings Account
Credit Card Authorization Credit Card Authorization Form   Credit Card Authorization Form
Deposit Coupon Deposit Coupon   Deposit money into your account
Distribution Form Distribution Form/Notice of Withholding   Take a distribution or specify a tax withholding from your Traditional IRA, Roth IRA, Education Savings, or Health Savings Account.
Fair Market Valuation Fair Market Valuation   Fair Market Valuation Instructions and FAQs included. A fair market valuation is used to change or assign value of an asset in your account. A fair market valuation must be submitted on a yearly basis to ensure proper tax reporting, the distribution of an asset in-kind, or to convert or recharacterize an asset.
Interested Party Designation Interested Party Designation Form   Give a spouse, attorney, or other person access to information regarding your account
Limited Power of Attorney Limited Power of Attorney Form   Give a spouse, attorney or, other person access to information or control your account
Distribution Qualification

Participant Request for Distribution Qualified Retirement Plan

  Request a distribution from your qualified retirement account (401k, 403b, 457b plans)
Payment Authorization Letter Payment Authorization Letter   Pay expenses incurred by an asset owned by your account
Precious Metals ESA Precious Metals ESA New Account Application   Use this form if you wish to open a Coverdell Education Savings Account to invest in Precious Metals
Precious Metals New Account Precious Metals New Account Application   Use this form if you wish to open a Traditional, Roth, SEP, SIMPLE, or Heealth Savings Account to invest in Precious Metals.
Recharacterization Form Recharacterization Form   Use this form to make an irrevocable election to recharacterize your IRA contribution
Rollover Form Rollover/Direct Rollover Certification Form   Roll funds from one individual retirement account into another
Roth Conversion ROTH Conversion Request   Convert your current IRA or employer sponsored plan assets to a Roth IRA
Transfer Form Transfer Form   Request a transfer from an existing account or make a transfer contribution to an Entrust account
Wire Instructions Wire Instructions   Wire money from your account to another account

myDirection Card

 Download Description
Asset Card Application myDirection Card - Asset Application   Application for The Entrust Group myDirection Card - Asset
Asset Card Application myDirection Card - Distribution Application   Application for The Entrust Group myDirection Card - Distribution
myDirection Card Maintenance Form myDirection Card Maintenance Form   Use this form to transfer funds to/from The Entrust Group myDirection Card to/from your Entrust account, or to return money to your Entrust account.
myDirection Transaction Form myDirection Card Transaction Form   Use this form to report transactions made using The Entrust Group myDirection Card.

Account Disclosures

 Download Description
Coverdell ESA Agreement Coverdell Education Savings Account Agreement & Disclosure   Terms and conditions of your Coverdell Education Savings Account
HSA Agreement Health Savings Account Agreement & Disclosure   Terms and conditions of your Health Savings Account
Roth IRA Agreement Roth IRA Agreement & Disclosure   Terms and conditions of your Roth IRA
SEP IRA Agreement SEP IRA Agreement & Disclosure   Terms and conditions of your SEP IRA 
Simple IRA Agreement SIMPLE IRA Agreement & Disclosure   Terms and conditions of your SIMPLE IRA
Traditional IRA Agreement Traditional IRA Agreement & Disclosure   Terms and conditions of your Traditional IRA account

IRS Tax Forms

 Download Description
5329 Form 5329 Form   File and pay penalty taxes on the income you've earned in your IRA, qualified plan and other tax-advantaged accounts. For instructions, click here.
8606 Form 8606 Form   Report nondeductible IRAs and Coverdell ESAs. For instructions, click here.
990T form 990t Form   File and pay Unrelated Business Income Tax and Proxy Tax. For instructions, click here.
ss-4 form SS-4 Form   Apply for an Employer Identification Number (EIN). For instructions, click here.